Method and system for providing coordinated checkpointing to a group of independent computer applications

ABSTRACT

A system and method thereof for performing loss-less migration of an application group. In an exemplary embodiment, the system may include a high-availability services module structured for execution in conjunction with an operating system, and one or more computer nodes of a distributed system upon which at least one independent application can be executed upon. The high-availability services module may be structured to be executable on the one or more computer nodes for loss-less migration of the one or more independent applications, and is operable to perform checkpointing of all state in a transport connection.

CROSS-REFERENCE TO RELATED APPLICATIONS

This application is a continuation of U.S. application Ser. No.15/208,082 filed on Jul. 12, 2016, entitled METHOD AND SYSTEM FORPROVIDING COORDINATED CHECKPOINTING TO A GROUP OF INDEPENDENT COMPUTERAPPLICATIONS, issued as U.S. Pat. No. 10,031,818 on Jul. 24, 2018, whichis a continuation of U.S. application Ser. No. 14/310,573 filed on Jun.20, 2014, entitled METHOD AND SYSTEM FOR PROVIDING COORDINATEDCHECKPOINTING TO A GROUP OF INDEPENDENT COMPUTER APPLICATIONS, issued asU.S. Pat. No. 9,389,959 on Jul. 12, 2016, which is a continuation ofU.S. application Ser. No. 13/951,759 filed on Jul. 26, 2013, entitledMETHOD AND SYSTEM FOR PROVIDING COORDINATED CHECKPOINTING TO A GROUP OFINDEPENDENT COMPUTER APPLICATIONS, issued as U.S. Pat. No. 8,775,871 onJul. 8, 2014, which is a continuation of U.S. application Ser. No.13/302,016 filed on Nov. 22, 2011, entitled METHOD AND SYSTEM FORPROVIDING COORDINATED CHECKPOINTING TO A GROUP OF INDEPENDENT COMPUTERAPPLICATIONS, issued as U.S. Pat. No. 8,527,809 on Sep. 3, 2013, whichis a continuation of U.S. application Ser. No. 12/334,640 filed on Dec.15, 2008, entitled METHOD AND SYSTEM FOR PROVIDING COORDINATEDCHECKPOINTING TO A GROUP OF INDEPENDENT COMPUTER APPLICATIONS, issued asU.S. Pat. No. 8,082,468 on Dec. 20, 2011, which is incorporated hereinby reference in their entirety. This application is related to commonlyassigned: U.S. provisional application Ser. No. 60/797,219 filed on May2, 2006, U.S. patent application Ser. No. 11/213,678 filed on Aug. 26,2005, entitled METHOD AND SYSTEM FOR PROVIDING HIGH AVAILABILITY TOCOMPUTER APPLICATIONS, issued as U.S. Pat. No. 8,122,280 on Feb. 21,2012 and U.S. patent application Ser. No. 11/741,535 filed on Apr. 27,2007, entitled METHOD AND SYSTEM FOR PROVIDING HIGH AVAILABILITY TODISTRIBUTED COMPUTER APPLICATIONS, issued as U.S. Pat. No. 7,681,075 onMar. 16, 2010, each of which are incorporated herein by reference intheir entirety.

STATEMENT REGARDING FEDERALLY SPONSORED RESEARCH OR DEVELOPMENT

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INCORPORATION-BY-REFERENCE OF MATERIAL SUBMITTED ON A COMPACT DISC

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NOTICE OF MATERIAL SUBJECT TO COPYRIGHT PROTECTION

A portion of the material in this patent document is subject tocopyright protection under the copyright laws of the United States andof other countries. The owner of the copyright rights has no objectionto the facsimile reproduction by anyone of the patent document or thepatent disclosure, as it appears in the United States Patent andTrademark Office publicly available file or records, but otherwisereserves all copyright rights whatsoever. The copyright owner does nothereby waive any of its rights to have this patent document maintainedin secrecy, including without limitation its rights pursuant to 37C.F.R. § 1.14.

BACKGROUND OF THE INVENTION 1. Field of the Invention

This invention pertains generally to enterprise computer systems,computer networks, embedded computer systems, wireless devices such ascell phones, computer systems, and more particularly with methods,systems and procedures (i.e., programming) for providinghigh-availability, virtualization and checkpointing services for a groupof computer applications

2. Description of Related Art

Enterprise and wireless systems operating today are subject tocontinuous program execution that is 24 hours a day and 7 days a week.There is no longer the concept of “overnight” or “planned downtime”. Allprograms and data must be available at any point during the day andnight. Any outages or deteriorated service can result in loss of revenueas customers simply take their business elsewhere, and the enterprisestops to function on a global scale. Traditionally, achieving extremelyhigh degrees of availability has been accomplished with customizedapplications running on custom hardware, all of which is expensive andproprietary. Furthermore, application services being utilized today areno longer run as single applications or processes; instead, they arebuilt from a collection of individual programs jointly providing theservice. Traditionally, no mechanisms have existed for protecting suchmulti-application services. This problem is compounded by the fact thatthe individual applications comprising the service are typicallyprovided by different vendors and may get loaded at different times

Two references provide a background for understanding aspects of thecurrent invention. The first reference is U.S. patent application Ser.No. 11/213,678 filed on Aug. 26, 2005, incorporated above in itsentirety, which describes how to provide transparent and automatic highavailability for applications where all the application processes run onone node. The second reference is U.S. Pat. No. 7,293,200 filed on Aug.26, 2005 which describes how to transparently provide checkpointing ofmulti-process applications, where all processes are running on the samenode and are launched from one binary. The present invention is relatedto applications comprised of one or more independent applications, wherethe independent applications dynamically join and leave the applicationgroup over time.

BRIEF SUMMARY OF THE INVENTION

A method, system, apparatus and/or computer program are described forachieving checkpointing, restoration, virtualization and loss-lessmigration of application groups. The invention provides transparentmigration and fail-over of application groups while ensuring thatconnected clients remain unaware of the migration. The client'sconnection and session are transparently transferred from the primary tothe backup server without any client involvement

The term “checkpointing” and “checkpointing service” is utilized hereininterchangeably to designate a set of services which capture the entirestate of an application group and stores all or some of the applicationgroup state locally or remotely. The checkpointing services run(execute) on all nodes where one or more the application group'sapplications run (execute) or can fail over to.

The term “node” is utilized herein to designate one or more processorsrunning a single instance of an operating system. A virtual machine,such as VMWare or XEN VM instance, is also considered a “node”. Using VMtechnology, it is possible to have multiple nodes on one physicalserver.

The term “application group” is utilized herein to describe a set ofindependent applications that jointly provide a service. The term“independent” is utilized herein to mean that the applications need noprior knowledge of each other. An application group is simply a logicalgrouping of one or more applications that together or independentlyprovide some service. The independent applications do not need to berunning at the same time. A member of the application group can alsoload, perform work and exit, essentially joining and leaving the group.

The terms “application” and “independent application” are utilizedinterchangeably to designate each of the applications in an applicationgroup. Each independent application can consist of one or more processesand be single threaded or multi-threaded. Operating systems generallylaunch an application by creating the application's initial process andletting that initial process run/execute. In the following teachings, weoften identify the application at launch time with that initial processand then describe how to handle creation of new processes via forkand/or exec.

In the following, we use commonly known terms including but not limitedto “process”, “process ID (PID)”, “thread”, “thread ID (TID)”, “disk”,“CPU”, “storage”, “memory”, “address space”, “semaphore”, “System V,SysV”, and “signal”. These terms are well known in the art and thus willnot be described in detail herein.

The term “coordinator” is utilized for designating a special controlprocess running as an element of the invention. The coordinator isgenerally responsible for sending out coordination events, managingapplication group registration and for coordinating activities acrossall applications in an application group. For the sake of simplicity,the coordinator is often depicted as running on the same node as theapplication-group, however this is not a requirement as the coordinatorcan run on any node.

The term “transport” is utilized to designate the connection, mechanismand/or protocols used for communicating across the distributedapplication. Examples of transport include TCP/IP, Message PassingInterface (MPI), Myrinet, FiberChannel, ATM, shared memory, DMA, RDMA,system busses, and custom backplanes. In the following, the term“transport driver” is utilized to designate the implementation of thetransport. By way of example, the transport driver for TCP/IP would bethe local TCP/IP stack running on the host.

The term “fork( )” is used to designate the operating system mechanismused to create a new running process. On Linux, Solaris, and other UNIXvariants, a family of fork( ) calls are provided. On Windows, one of theequivalent calls is “CreateProcess( )”. Throughout the rest of thisdocument we use the term “fork” to designate the functionality acrossall operating systems, not just on Linux/Unix. In general fork( ) makesa copy of the process making the fork( ) call. This means that the newlycreated process has a copy of the entire address space, including allvariables, I/O etc of the parent process.

The term “exec( )” is used to designate the operating system mechanismused to overlay a new image on top of an already existing process. OnLinux, Solaris, and other UNIX, a family of exec( ) calls are provided.On Windows, the equivalent functionality is provided by e.g.“CreateProcess( )” via parameters. Throughout the rest of this documentwe use the term “exec” to designate the functionality across alloperating systems, not just Linux/Unix. In general, exec( ) overwritesthe entire address space of the process calling exec( ). A new processis not created and data, heap and stacks of the calling process arereplaced by those of the new process. A few elements are preserved,including but not limited to process-ID, UID, open file descriptors anduser-limits.

The term “shell script” and “shell” is used to designate the operatingsystem mechanism to run a series of commands and applications. On Linux,Solaris, and other Unix variants, a common shell is called ‘bash’. OnWindows, equivalent functionality is provided by “cmd.exe” and .batfiles or Windows PowerShell. Examples of cross-platform scriptingtechnologies include JavaScript, Perl, Python, and PHP. Throughout therest of this document we use the term “shell” and “shell script” todesignate the functionality across all operating systems and languages,not just Linux/Unix.

The term “interception” is used to designate the mechanism by which anapplication re-directs a system call or library call to a newimplementation. On Linux and other UNIX variants interception isgenerally achieved by a combination of LD_PRELOAD, wrapper functions,identically named functions resolved earlier in the load process, andchanges to the kernel sys_call_table. On Windows, interception can beachieved by modifying a process' Import Address Table and creatingTrampoline functions, as documented by “Detours: Binary Interception ofWin32 Functions” by Galen Hunt and Doug Brubacher, Microsoft ResearchJuly 1999”. Throughout the rest of this document we use the term todesignate the functionality across all operating systems.

In the following descriptions, the product name “Duration” is utilizedin referring to a system as described in the first and second referencescited previously. It should be appreciated, however, that the teachingsherein are applicable to other similarly configured systems.

By way of example, consider an e-Commerce service consisting of aWebLogic AppServer and an Oracle Database. In this case WebLogic andOracle would be the independent applications, and the application groupwould consist of WebLogic and Oracle database.

By way of example, consider a cell phone with an address book andbuilt-in navigation system. In this case the address book and thenavigation would be the independent applications, and the applicationgroup would consist of the address book and the navigation application.

By way of example, consider a shell-script running a series ofapplications and other scripts. In this case the script and allapplications and scripts launched by the script comprise the applicationgroup, and all the individual applications and other scripts calledwithin the script, are the independent applications.

The two references sited above cover the cases where the multi-processapplications are created starting with one binary. As described in U.S.Pat. No. 7,293,200, this is generally accomplished by the applicationusing a series of fork( ) calls to create new sub-processes. The presentinvention broadens the checkpointing services to cover all types ofmulti process applications, including those that exec( ).

In at least one embodiment, a system for performing loss-less migrationof an application group is provided. The system may include ahigh-availability services module structured for execution inconjunction with an operating system, and one or more computer nodes ofa distributed system upon which at least one independent application canbe executed upon. The high-availability services module may bestructured to be executable on the one or more computer nodes forloss-less migration of the one or more independent applications, and maybe operable to perform checkpointing of all state in a transportconnection.

In at least one embodiment, a special mechanism is provided to handleexec-only calls. With exec essentially overwriting the entire addressspace of the calling process, all registration and checkpointinginformation is lost. Special care needs to be taken to preserve thisinformation across the exec call. One example embodiment of the presentinvention provides a mechanism to preserve such information using acombination of shared memory and environment variables.

In at least one embodiment, checkpointing services are configured forautomatically performing a number of application services, including:injecting registration code into all applications in the applicationgroup during launch, registering the group's application as they launch,detecting execution failures, and executing from backup nodes inresponse to application group failure, application failure or nodefailure. The services can be integrated transparently into the system inthat they are implemented on the system without the need of modifying orrecompiling the application program, without the need of a customloader, or without the need for a custom operating system kernel. Inanother embodiment, a custom loader is used.

In at least one embodiment, the checkpointing services are configured tosupport fork( ) and exec( ) in any combination. Exec( ) without an priorfork( ) overwrites the entire address space of the application,including all registration with the coordinator, fault detectors etc.The present invention provides techniques to handle the fact that allmemory and registration information is being overwritten during exec( ).

In at least one embodiment, the checkpointing services supports shellscripts, where the core shell script application launches (using fork()/exec( )) and overlays (using exec( ), new independent applications inany order.

The present invention comprises a set of checkpointing services forapplication groups. The checkpointing services run on every node wherethe group application can run. One embodiment of the invention generallyfunctions as an extension of the operating system and runs on all nodes.A coordination mechanism is utilized to ensure that the execution of theindependent applications are coordinated at certain points.

By way of example, and not of limitation, the present inventionimplements checkpointing services for stateless applications (e.g.,sendmail), stateful applications (e.g., Voice over IP (VOIP)),multi-tier enterprise applications (e.g., Apache, WebLogic and OracleDatabase combined), wireless devices, such as cell phones, pages andPDAs, and large distributed applications, for example those found inHigh Performance Computing (HPC), such as seismic exploration andfinancial modeling.

According to one aspect of the invention, the application group runs ona node, with one or more of the independent applications running at anypoint in time. Each independent application is running independently,but is protected and checkpointed together with all other independentapplications in the application group.

According to one aspect of the invention the application group has oneor more backup nodes ready to execute the independent application in theplace of the original in the event of a fault. The protection of theapplication group is thus coordinated and guaranteed to be consistentacross fault recovery.

An application group can be configured according to the invention withany number of independent applications. Each independent applicationruns on the primary node while the backup node for the applicationsstands ready to take over in the event of a fault and subsequentrecovery. The primary and backup can be different nodes or the primaryand backup can be the same node, in which case the fault recovery islocal.

The invention provides layered checkpointing services for applicationgroups, with checkpointing services provided both at the applicationgroup level and at the individual independent application level. Highavailability, including fault detection and recovery, for the individualindependent application is provided by Duration's existing stateful HighAvailability Services. The invention layers a distributed faultdetection and recovery mechanism on top of the local fault detection andensures that fault detection and recovery is consistent across theentire grid.

According to one aspect of the invention, a coordinator provides generalcoordination and synchronization for the individual independentapplications of the group applications. By way of example, and notlimitation, the coordinator is shown running on the same node as theindependent applications to simplify the following teachings. It shouldbe appreciated, however, that this is not a requirement as thecoordinator can run on any node in the system.

By way of example, and not of limitation, the invention implementsstateless or stateful recovery of application groups by recovering eachindependent application and ensuring all independent applications arerecovered in a consistent state. The recovery is automatic without anyapplication group or independent application involvement.

According to an aspect of the invention, there is a clean separation ofthe application logic from the checkpointing services code. This allowsapplication programmers to focus on writing their application code,rather than on writing checkpointing code. An administrator can makeapplications highly available by simply configuring the desiredsettings, such as by using a graphical configuration tool implementedaccording to the invention. The result is that high availabilityapplications are developed easily and deployed quickly without thenecessity of custom coding.

According to another aspect of the invention, protection is providedagainst node faults, network faults and process faults. The presentinvention provides user-controlled system management, automaticavailability management, and publish/subscribe event management,including notification of faults and alarms.

In various embodiments of the invention, features are provided that areuseful for application groups that must be highly available, includingbut not limited to the following:

(a) Stateful high availability and checkpointing for application groups,scripts, including high performance computing, financial modeling,enterprise applications, web servers, application servers, databases,Voice Over IP (VOIP), Session Initiation Protocol (SIP), streamingmedia, Service Oriented Architectures (SOA), wireless devices, such ascell phones, and PDA.

(b) Coordinated Restart and stateful restore for applications groups.

(c) Coordinated and transparent checkpointing of application groups,

(e) Coordinated full and incremental checkpointing for applicationsgroups.

(f) Checkpoints stored on local disks, shared disks, or memories.

(g) Automatic and transparent fault detection for application groups.

(h) Node fault detection.

(i) Process fault detection.

(j) Application group deadlock and hang protection through externalhealth checks.

(k) Coordinated automatic and transparent recovery of applicationsgroups.

(l) Auto-startup of applications groups.

(m) Script support of starting, stopping, or restarting.

(n) Dynamic policy updates.

(o) User-controllable migration of distributed applications.

The invention can be practiced according to various aspects andembodiments, including, but not limited to, those described in thefollowing aspects and embodiments which are described using phraseologywhich is generally similar to the claim language.

According to an aspect of the invention a method for achievingtransparent integration of a application group program with ahigh-availability protection program comprises: (a) injectingregistration code, transparently and automatically, into all independentapplications when they launch, without the need of modifying orrecompiling the application program and without the need of a customloader; (b) registering the independent applications automatically withthe high-availability protection program; (c) detecting a failure in theexecution of the application group or any independent application withinthe group; and (d) executing the application group with applicationgroup being executed from their respective backup servers automaticallyin response to the failure. The high-availability protection program ispreferably configured as an extension of the operating system whereinrecovery of application groups can be performed without modifyingprogramming within said application programs. The high-availabilityprotection can be configured for protecting against node faults, networkfaults, and process faults.

According to another aspect of the invention, a method, system,improvement or computer program for performing loss-less migration of anapplication group, including loss-less migration of all independentapplications from their respective primary nodes to their backup nodesand while being transparent to a client connected to the primary nodeover a TCP/IP, MPI, system bus or other transport. The transport, i.e.TCP/IP, MPI, or system bus will optionally be flushed and/or haltedduring checkpointing.

According to another aspect of the invention, a method, system,improvement or computer program performs loss-less migration of anapplication group, comprising: (a)

migrating the independent applications within an application, withoutloss, from their respective primary nodes to at least one backup node;(b) maintaining transparency to a client connected to the primary nodeover a transport connection; (c) optionally flushing and halting thetransport connection during the taking of checkpoints; and (d) restoringthe application group, including all independent applications, from thecheckpoints in response to initiating recovery of the application. Theexecution transparency to the client is maintained by ahigh-availability protection program configured to automaticallycoordinate transparent recovery of distributed applications.Transparency is maintained by a high-availability protection program tosaid one or more independent applications running on a primary nodewhile at least one backup node stands ready in the event of a fault andsubsequent recovery.

According to another aspect of the invention, a method, system,improvement or computer program performs fault protection forapplications distributed across multiple computer nodes, comprising: (a)providing high-availability application services for transparentlyloading applications, registering applications for protection, detectingfaults in applications, and initiating recovery of applications; (b)taking checkpoints of independent applications within applicationsgroups; (c) restoring the independent applications from the checkpointsin response to initiating recovery of one or more the applications; (d)wherein said high-availability application services are provided to theindependent applications running on a primary node, while at least onebackup node stands ready in the event of a fault and subsequentrecovery; and (e) coordinating execution of individual independentapplications within a coordinator program which is executed on a nodeaccessible to the multiple computer nodes.

According to another aspect of the invention, a method, system,improvement or computer program performs loss-less migration of anapplication group, comprising: (a) a high-availability services moduleconfigured for execution in conjunction with an operating system uponwhich at least one application can be executed on one or more computernodes of a distributed system; and (b) programming within thehigh-availability services module executable on the computer nodes forloss-less migration of independent applications, (b)(i) checkpointing ofall state in the transport connection, (b)(ii) coordinatingcheckpointing of the state of the transport connection across theapplication group (b)(iii) restoring all states in the transportconnection to the state they were in at the last checkpoint, (b)(iv)coordinating recovery within a restore procedure that is coupled to thetransport connection.

According to another aspect of the invention, there is described amethod, system, improvement and/or computer program for maintaining alltransport connection across a fault. Transport connections will beautomatically restored using Duration's virtual IP addressingmechanisms.

Another aspect of the invention is a method, system, improvement and/orcomputer program that provides a mechanism to ensure that theindependent applications are launched in the proper order and with theproper timing constraints during recovery. In one embodiment, amechanism is also provided to ensure that application programs arerecovered in the proper order.

Another aspect of the invention is a method, system, computer program,computer executable program, or improvement wherein user controllablelaunch of independent applications for the application group isprovided.

Another aspect of the invention is a method, system, computer program,computer executable program, or improvement wherein user controllablestop of independent applications and application group is provided.

Further aspects of the invention will be brought out in the followingportions of the specification, wherein the detailed description is forthe purpose of fully disclosing preferred embodiments of the inventionwithout placing limitations thereon.

BRIEF DESCRIPTION OF THE SEVERAL VIEWS OF THE DRAWING(S)

The invention will be more fully understood by reference to thefollowing drawings which are for illustrative purposes only:

FIG. 1 is a block diagram of how a coordinator launches an independentapplication and the events and mechanism of installing the interceptorand handling fork( );

FIG. 2 is a block diagram of a how a coordinator launches an independentapplication and the events and mechanism of installing the interceptorand handling an exec-only( ) call;

FIG. 3 is a block diagram illustrating the preservation of registrationand checkpointing information across an exec( ) call;

FIG. 4 is a block diagram illustrating incremental checkpointing ofapplication groups using both fork( ) and exec( );

FIG. 5 is a block diagram illustrating incremental checkpointing ofapplication groups, where the applications are launched independently;

FIG. 6 is a block diagram illustrating launch and registration ofindependently launched applications;

FIG. 7 is a block diagram illustrating restoration of an applicationgroup from a checkpoint;

FIG. 8 is a block diagram illustrating incremental checkpointing ofmemory pages written from kernel space;

FIG. 9 is a block diagram illustrating typical deployment scenarios; and

FIG. 10 is a block diagram illustrating devices and computers runningthe invention.

DETAILED DESCRIPTION OF THE INVENTION

Referring more specifically to the drawings, for illustrative purposesthe present invention will be described in relation to FIG. 1 throughFIG. 10. It will be appreciated that the system and apparatus of theinvention may vary as to configuration and as to details of theconstituent components, and that the method may vary as to the specificsteps and sequence, without departing from the basic concepts asdisclosed herein.

1. INTRODUCTION

The context in which this invention is described is an application groupconsisting of any number of independent applications. Each independentapplication runs on the primary node and can be supported by one or moredesignated backup nodes. Without affecting the general case of multiplebackups, the following describes scenarios where each independentapplication has one primary node and one backup node. Multiple backupsare handled in a similar manner as a single backup.

The mechanisms for transparently loading applications, transparentlyregistering applications for protection, preloading libraries,transparently detecting faults, and transparently initiating recoveryare described in the first reference above which was incorporated byreference. The mechanisms for taking checkpoints of multi-process,multi-threaded processes including processes using fork, and restoringfrom those checkpoints are described in the second reference above whichwas incorporated by reference. The mechanism for launching thecoordinator, which in turn launches the application, is described in thefirst and second references, which were incorporated by reference. Themechanism used by the “Duration AM” to launch any process, including thecoordinator, is described in the first and second reference andincorporated by reference. All applications in this invention may belaunched by the Duration AM, through either a coordinator or directly.

2. CHECKPOINTING ACROSS FORK AND EXEC

FIG. 1 illustrates, by way of example embodiment 10, an independentapplication 12 being launched by the coordinator 11. The coordinator 11installs the interceptors 24 for fork and exec 14 and then takes theapplication through registration 16 with the coordinator. Theinterceptors 24 are not called at this point; they are loaded intomemory and ready to take over when the application calls fork or exec.All preparation is now complete, and the application proceeds to run 18.If the application 20 issues a fork call, the control passes to theinterceptor 24. The interceptor calls the operating system fork( ) 26,which in turn creates the new application process 28 and passes controlback to the interceptors 24. The interceptors takes the new process 28through the same configuration and registration as the parent process(14,15,18,20), and updates the process information for the parentprocess 20. The parent process 20 resumes execution with the instructionfollowing fork( ) 27, and the child process 28 also resumes execution atthe instructions following the return of fork( ) 29 Applicationprocesses 20 and 28 and now both executing. As each of the processesterminate 22, 30 they unregister, and the independent applicationterminates 32.

FIG. 2 illustrates by way of example embodiment 40 an independentapplication 42 being launched by the Coordinator 41. The coordinator 41installs the interceptors 54 for fork and exec and then takes theapplication through registration 46 with the coordinator. Theinterceptors 54 are not called at this point; they are loaded intomemory and ready to take over when the application calls fork or exec.All preparation is now complete, and the application proceeds to run 48.If the application 50 issues an exec call, the control passes to theinterceptor 54. The mechanism by which the interceptor keeps track ofkey application state across exec is described along with FIG. 3 below.The interceptor calls the operating system exec 56, which then in turnoverlays the new image onto the existing application process 58. Thecheckpointer preload library takes the newly created image through fullinitialization, including registration with the coordinator andrestoration of all internal state from shared memory, as described belowthe new process image 58 is now fully initialized and begins executing.The original process image 50 no longer exists as exec overwrote itsaddress space. An environment variable CPENV_EXEC is used to store thenumber of times the process has exec'ed and to retrieve the informationfrom shared memory, as described below. Eventually the applicationprocess 58 terminates and unregisters 60.

FIG. 3 illustrates by way of example embodiment 70 how theexec-interceptor preserves its internal state across an exec call. FIG.3 describes the state preservation across exec-calls as previouslydescribed in the exec interceptor 54 on FIG. 2. As previously describedthe Coordinator 71 launches the application and installs theinterceptors 73. Furthermore, the invention always stores the followingglobal application state 75 to shared memory so it is thereforeavailable at all times:

-   -   Checkpoint barrier info, including barrier semaphore ID    -   Virtual PID table    -   Pipe table    -   Semaphore ID table for non-checkpointer semaphores    -   SysV shared memory segment ID table (non-checkpointer segments)        After attaching to the global state in shared memory, the        application resumes execution 77. The exec interceptor 72 is        called when the main application calls exec. The interceptor 74        proceeds to capture all process data that must be preserved        across exec. The example embodiment 70 preserves the following        data using shared memory    -   Registration Info    -   Fifo to communicate to coordinator    -   Checkpointer policies from parent    -   File info for files that don't close-on-exec (descriptors,        creation attributes, flags, dup info, etc.)    -   Dynamic priority and scheduling policy/parameters    -   Signal mask    -   Virtualized resource limits    -   Virtualized IP info    -   Virtualized SysV shared memory segment IDs for segments the        process is attached to (non-checkpointer segments)    -   Application group logical name (HA_APPLICATION)    -   Coordinator process ID    -   Defunct children info        In this context “virtualized” is utilized to mean the resource        abstraction and remapping described in the two reference cited        above. When all data has been assembled 76, it's written to        shared memory 82. The shared memory is identified by a shared        memory ID. In an example embodiment using POSIX shared memory,        the shared memory ID can be constructed directly from the        process ID of the process and the HA_APPLICATION name, so it is        not necessary to save it to the environment. The exec-counter        CPENV_EXEC is stored in the local environment 84, and the        interceptor preserves it across the exec call. The shared memory        is external to the process and remains unaffected by exec. With        the exec-count stored in the local environment 84 and the state        preserved in shared memory 82, the checkpointer library using        the exec-count and data retrieved from shared memory, takes the        newly exec'ed process 80 through initialization as described        under FIG. 2. In another embodiment, the shared memory ID and        the CPENV_EXEC count are both written to the environment and        used for correct re-initialization.

3. INCREMENTAL CHECKPOINTING OF APPLICATION GROUPS STARTED FROM ONEAPPLICATION

The mechanisms for taking checkpoints of multi-process, multi-threadedprocesses launched from one binary and restoring from those checkpointsare described in the second reference above which was incorporated byreference. FIG. 4 illustrates by way of example embodiment (100), how anapplication group that uses both fork/exec and exec is incrementallycheckpointed. The coordinator 101 launched the application 102, and theninstalls interceptors and registers the process as described previously.Upon completion of the initialization the application 104 is ready andstarts running 106. The first checkpoint 108 is a full checkpoint asthere are no prior checkpoints. The 2^(nd) checkpoint 110 is incrementaland only contains the memory pages changed since the first checkpoint.The application now calls fork and creates a new process 120, whichregisters and installs interceptors. The 3^(rd) checkpoint 112 is a bitmore involved: both the original process 106 and the new process 120 arecheckpointed incrementally. Following fork, both parent and child haveidentical address spaces, page tables, and identical lists of dirtypages. As each process 106, 120 resume running, each become independent,but still have incremental information against the same full checkpoint;they can therefore both be checkpointed incrementally and merged againstthe pre-fork full checkpoint. If the child process 120 forks anotherprocess, the same description applies. The 4^(th) checkpoint 114 isincremental for both processes 106 and 120. The process 106 now callsexec and overlays a new image. Following the procedure described underFIG. 2 and FIG. 3 checkpointer infrastructure is preserved and thecheckpointing continue to operate across the complete replacement of theaddress space. The 5^(th) checkpoint 116 is now a full checkpoint forprocess 106 while it continues to be incremental for 120. The 6^(th)checkpoint 118 is incremental for both processes 106 and 120. Upontermination of both processes 122, 124 the application terminates 126.

4. INCREMENTAL CHECKPOINTING OF APPLICATION GROUPS

Up until now we've described checkpointing of application groups wherethe independent applications are created using fork( ) and exec( ) fromone application. We now turn to application groups consisting ofmultiple independent applications launched independently at differenttimes. FIG. 5 illustrates by way of an example embodiment 140 how thecoordinator 141 first launches application 142 and then installsinterceptors and registers 142 with the coordinator. Application 142 isready to run 143 and proceeds to run 144. In the meantime the DurationAM 161 launches a second independent application 162 and provides passesthe coordinator 141 process ID and HA_APPLICATION name in theenvironment. Using the Coordinator PID and the HA_APPLICATION name, theapplication 162 registers with the coordinator 141. The secondapplication is ready to run 164 and proceeds to run 166. While FIG. 5looks similar to FIG. 4 there is one very significant difference: inFIG. 4, the second application 120 is created by fork( ) from the firstapplication 102, while in FIG. 5 the second application 162 is launchedindependently from the first application 142. The mechanism by whichapplication 162 joins an already running coordinator and checkpointbarrier is described in FIG. 6. The first checkpoint 146 is taken as afull checkpoint of application process 144. This is followed by anincremental checkpoint 148. The third checkpoint 150 includes the secondindependent application 166, and contains an incremental checkpoint forapplication 144 and a full checkpoint of application process 166. Thefourth checkpoint 152 is incremental for both applications 144 and 166.The embodiment in FIG. 5 shows applications 144 and 166 without any useof fork( ) and exec( ).

It is readily apparent to someone skilled in the art, that application144,166 could use fork( ) and/or exec( ) and combined with the teachingsabove application groups containing any number of independentapplication, launched independently or via fork/exec can be checkpointedusing the present invention.

5. LAUNCHING INDEPENDENT APPLICATIONS

In order to let any independent application join an existing coordinatorand application group, that new application needs to be able to find andcommunicate with the coordinator. FIG. 6 is an example embodiment 180 ofhow that can be achieved. The coordinator 181 launches the firstapplication 182 and, as previously described, takes it throughregistration 182 and proceeds to let it run 184. At a later time, theDuration AM 186 launches a second application 188 and passes thecoordinator 181 PID and HA_APPLICATION name via the environment. Asdescribed in the second reference, checkpointing is coordinated using acheckpointer semaphore. As described above the checkpointer semaphore isalways stored in shared memory, and can be accessed via the sharedmemory ID constructed from the coordinator PID and HA_APPLICATION nameboth of were provided to the application 188 via the environment. Thecoordinator 181 is unaware of the second application 188 untilregistration, and could conceivably trigger a checkpoint during theregistration process. To prevent checkpointing of partially launchedapplications, the second application 188 first acquires the checkpointersemaphore 190, which prevents the coordinator 181, from triggeringcheckpoints. This is followed by registration 192 with the coordinator181 and followed by the release of the checkpointer semaphore 194. Themechanism for obtaining and releasing semaphores are well known in theart and will not be described further here. The new application 188 isnow ready to run 196.

The launch mechanism described here combines with the previous teachingand completes the support for coordinated checkpointing of applicationgroups to include both programmatic creation of processes with fork( )and external loading of new processes with the AM. The teachings alsosupport loading the applications at different times, as just describedabove.

6. RESTORING AN APPLICATION GROUP

The mechanisms for restoring multi-process, multi-threaded applicationslaunched from one binary are described in the second reference abovewhich was incorporated by reference. The checkpoints for the applicationgroups contains all the process and thread tree hierarchy information,the environmental information needed to register independentapplications and checkpoint across exec. FIG. 7 illustrates an exampleembodiment 200 of restoring an application groups. As described in thesecond reference, the coordinator 201 is initially launched as a placeholder for all processes to be restored. The coordinator reads theprocess tables 202 from the checkpoint and creates the process hierarchy206, 212 for the entire application group. For the first process 206 theimage is restored from the checkpoint and the environment variables 204.After the process hierarchy has been recreated each process exec itsbinary image the same number of times it previously exec'ed usingcheckpoint and environment variables. The second process 212 issimilarly restored from checkpoint and environment variables 214, andeach process exec as described for the first process. Interceptors forboth application processes 206 and 212 are also installed at this point.The independent applications 208, 216 are now ready to run and proceedto execute as of the restored checkpoints 210, 218. Both independentapplications 210, 218 now run and are checkpointed 220 using thetechniques previously taught.

7. STORAGE CHECKPOINTING

The mechanism for checkpointing the storage associated with a multiprocess application is described in reference two and incorporated byreference. The mechanisms as taught works as described for eachapplication in an application groups. Combining the above teaching ofcoordinated checkpointing of application groups with the storagecheckpointing for individual applications, the combined teachings fullycovers storage checkpointing of application groups.

8. INCREMENTAL CHECKPOINTING OF MEMORY PAGES WRITTEN FROM KERNEL SPACE

The mechanism for incremental checkpointing and how to mark/clear dirtypages written from user-space is described in reference two andincorporated by reference. The mechanism relies on interception ofSIGSEGV signal as described. However, attempts to write to read-onlyuse-space pages in memory from kernel-mode, i.e. from a system call, donot trigger SIGSEGV; rather they return EFAULT as an error code. Systemscalls in general return an EFAULT error in stead of triggering theSIGSEGV should they write to read-only application memory. The presentinvention adds full support for EFAULT from system calls, in addition toSIGSEGV. It should be noted that in the example embodiment systemlibrary functions can also return EFAULT. Since the system libraryEFAULTS originate outside kernel-mode, the previous teachings aboveapply; here we're only concerned with pages written from kernel space,i.e. system calls. FIG. 8 illustrates an example embodiment 220 of thecoordinator 221 initializes 222 and launches the application orapplication group 226 as previously described. In one embodiment of theinvention, a customized system library 228 is used. The customizedsystem library 228 contains predefined pre-system-call andpost-system-call function-calls to the checkpointer library.

By way of example, we consider the case where the application 226 callsa system-library call “library_callX( )” located in the system library228. Initially the entry point library_callX( ) 237 is called. Beforereaching the system call 236 it executes the pre-call callback 234 andregisters information with the checkpointer 230, then the system call236 named “system_callA( )” by way of example is run. The system callreaches the kernel 232 and system_callA( ) runs and returns potentiallywith an EFAULT error condition. The post-call callback 238 processes theerror codes, if any, and updates via the callbacks 230 the page tablesmaintained by the checkpointer. Finally, control returns 239 to theapplication 226 and execution continues.

In another embodiment the standard system library is used, and thepre-system-call and post-system-call callbacks are installed dynamicallyby the coordinator as part of application initialization

9. HANDLING OF EFAULT

As described in reference two and incorporated by reference, processinga SIGSEGV fault is done by updating the page table and making the pagewritable. We now proceed to describe the handling of EFAULT is moredetail. Continuing with the example embodiment 220 in FIG. 8. If thesystem call “system_callA( )” safely can be called again, the pre/postcallbacks operate as follows:

1. pre-call callback 234 does nothing

2. post-call callback 238 determines if EFAULT was returned. If EFAULTwas returned due to the checkpointer write-protecting one of more ofsystem_callA( )'s call-arguments memory pages, the pages are marked aswritable, the checkpointers page table updated, and the system_callA( )is called again.

If system_callA( ) cannot be safely called again, the present inventionproceeds as follows:

1. the pre-call callback 234 marks memory pages belong to the callsarguments as dirty and disables write-protection for the duration of thesystem call.

2. let the call to system_callA( ) go through 236

3. the post-call callback 238 then re-enables write protection for theaffected pages

The terms “call-arguments memory pages” and “memory pages belonging tocall argument” is utilized to mean the following. By way of example, afunction might have a number of parameters, some of which are pointersto memory locations. The aforementioned “memory pages” are the memorypages referenced, or pointed to, by pointers in argument list.

In another embodiment all EFAULT handling is done in a kernel modulesitting under the system library.

10. LOSS-LESS MIGRATION OF APPLICATION GROUPS

Referring once again to FIG. 2 for illustrative purposes, the case ofmigrating the distributed application from one set of nodes to anotherset of nodes is considered. Migration of live applications is preferablyutilized in responding to the anticipation of faults, such as detectingthat a CPU is overheating, a server is running out of memory, and thelike, when the administrator wants to re-configure the servers or whenthe servers currently being used have to be freed up for some reason.

Building on the disclosures above, a loss-less migration is achieved by:first checkpointing the application group, including all independentapplications and optionally the local transports, then restoring allindependent applications and optionally the local transports from thecheckpoints on the backup nodes. The migration is loss-less, which meansthat no data or processing is lost.

11. VIRTUALIZATION AND LIVE MIGRATION OF APPLICATION GROUPS

Loss-less migration of application groups can be viewed differently. Theability to checkpoint and migrate entire application groups, makes theapplication location-independent. The application groups can be moved,started and stopped on any server at any point in time. The presentteaching therefore shows how to de-couple a live running instance of anapplication from the underlying operating system and hardware. Theapplication execution has therefore been virtualized and enables livemigration, ie a migration of a running application, without anyapplication involvement or even knowledge.

12. DEPLOYMENT SCENARIOS

FIG. 9 illustrates by way of example embodiment 240 a variety of waysthe invention can be configured to operate. In one embodiment, theinvention is configured to protect a database 242, in another it isconfigured protect a pair of application servers 244, 246. In a thirdembodiment the invention is configured to protect a LAN 248 connected PC252 together with the application servers 244, 246. In a fourthembodiment the invention is configured to protect applications on a cellphone 250, which is wirelessly connected 258 to the Internet 256 theapplication servers 244,246 and the database 242. A fifth embodiment hasa home-PC 254 connected via the internet 256 to the application servers244,246 and the LAN PC 252. The invention runs on one or more of thedevices, can be distributed across two or more of these elements, andallows for running the invention on any number of the devices(242,244,246,250,252,254) at the same time providing either a jointservice or any number of independent services.

13. SYSTEM DIAGRAM

FIG. 10 illustrates by way of example embodiment 260 a typical system262 where the invention, as described previously, can run. The systemmemory 264 can store the invention 270 as well as any runningapplication 266, 268 being protected. The system libraries 272 andoperating system 274 provide the necessary support. Local or remotestorage 276 provides persistent storage of and for the invention. Theinvention is generally loaded from storage 276 into memory 264 as partof normal operation. One or more CPUs 282 performs these functions, andmay uses the network devices 278, to access the network 284, andInput/Output devices 280.

14. CONCLUSION

In the embodiments described herein, an example programming environmentwas described for which an embodiment of programming according to theinvention was taught. It should be appreciated that the presentinvention can be implemented by one of ordinary skill in the art usingdifferent program organizations and structures, different datastructures, and of course any desired naming conventions withoutdeparting from the teachings herein. In addition, the invention can beported, or otherwise configured for, use across a wide-range ofoperating system environments.

Although the description above contains many details, these should notbe construed as limiting the scope of the invention but as merelyproviding illustrations of some of the exemplary embodiments of thisinvention. Therefore, it will be appreciated that the scope of thepresent invention fully encompasses other embodiments which may becomeobvious to those skilled in the art, and that the scope of the presentinvention is accordingly to be limited by nothing other than theappended claims, in which reference to an element in the singular is notintended to mean “one and only one” unless explicitly so stated, butrather “one or more.” All structural and functional equivalents to theelements of the above-described preferred embodiment that are known tothose of ordinary skill in the art are expressly incorporated herein byreference and are intended to be encompassed by the present claims.Moreover, it is not necessary for a device or method to address each andevery problem sought to be solved by the present invention, for it to beencompassed by the present claims. Furthermore, no element, component,or method step in the present disclosure is intended to be dedicated tothe public regardless of whether the element, component, or method stepis explicitly recited in the claims. No claim element herein is to beconstrued under the provisions of 35 U.S.C. 112, sixth paragraph, unlessthe element is expressly recited using the phrase “means for.”

The invention claimed is:
 1. A system, comprising: a checkpointerstructured to checkpoint applications that use fork( ) and exec( ); ashared memory comprising one or more shared memory locations; andwherein said checkpointer is configured to store in said shared memoryat least one of a global application state including checkpoint barrierinformation having a barrier semaphore ID, a Virtual PID table, and aPipe table; wherein the system is configured to, upon an exec call by anapplication being issued, pass control of the application tointerceptors, call, by the interceptors, an operating system exec( ),use an environment variable to preserve across exec( ) a number of timesa process has exec'ed, and run said interceptors for fork( ) and exec( )in user-space; wherein the system is configured to call theapplication's entry point to run the application; and wherein acustom_init( ) function is preloaded.
 2. The system according to claim 1comprising a high-availability services module is structured to beexecutable on one or more computer nodes and is operable to performcheckpointing of all state in a transport connection, wherein thehigh-availability services module is operable to coordinate thecheckpointing of the state of the transport connection across anapplication group comprised of the one or more independent applications.3. The system according to claim 2, wherein the high-availabilityservices module is operable to restore all states in the transportconnection to the state they were in at a last checkpoint.
 4. The systemaccording to claim 3, wherein the high-availability services module isoperable to coordinate recovery within a restore procedure that iscoupled to the transport connection.
 5. A method, comprising: migratingan application group comprising one or more independent applicationseach executing on a primary node; preloading a custom_init( ) function;upon issuing an exec( ) call by an independent application, passingcontrol of the independent application to interceptors, calling, by theinterceptors, an operating system exec( ), using an environment variableto preserve across exec( ) a number of times a process has exec'ed, andrunning the interceptors for fork( ) and exec( ) in user-space; andcalling an independent application's entry point to run the independentapplication; wherein said one or more independent applications can useboth fork( ) and exec( ); wherein said checkpoints store in a sharedmemory at least one of a global application state including checkpointbarrier information having a barrier semaphore ID, a Virtual PID table,and a Pipe table.
 6. The method according to claim 5, comprisingflushing and halting the transport connection during a taking of thecheckpoints.
 7. The method according to claim 5, comprising maintainingtransparency to a client connected to an independent application on aprimary node over a transport connection, wherein the transparency ismaintained by automatically coordinating transparent recovery ofdistributed applications of an application group comprised of the one ormore independent applications.
 8. A method, comprising: loading andrunning an independent application wherein said independent applicationis a member of an application group comprised of one or more independentapplications; calling, by interceptors, an operating system fork( ),creating a new application process from a parent process, passingcontrol of the application back to the interceptors; and upon theapplication issuing an exec call, passing control of the application tothe interceptors; calling, by the interceptors, an operating systemexec( ) passing control of the application back to the interceptors, andrunning said interceptors for fork( ) and exec( ) in user-space; callingan application's entry point to run the application; and storing in ashared memory at least one of a global application state includingcheckpoint barrier information having a barrier semaphore ID, a VirtualPID table, and a Pipe table.
 9. The method according to claim 8,comprising registering the new application process and updating processinformation for the parent process.
 10. The method according to claim 9,comprising resuming execution of the parent process and executing achild process.
 11. The method according to claim 10, comprisingterminating and unregistering the parent process and the child process.12. The method according to claim 11, comprising terminating theapplication.
 13. A method, comprising: loading an independentapplication; storing in shared memory at least one of a globalapplication state including checkpoint barrier information having abarrier semaphore ID, a Virtual PID table, and a Pipe table; and callingthe independent application's entry point to run the independentapplication; upon the application issuing an exec call, passing controlof the application to interceptors, calling, by the interceptors, anoperating system exec( ), and running said interceptors for fork( ) andexec( ) in user-space.
 14. The method according to claim 13, comprisingoverlaying a new application image onto an existing application processand initializing the new image by registering the new image, restoringinternal state from shared memory, and executing the new image.
 15. Amethod, comprising: storing in a shared memory at least one of a globalapplication state including checkpoint barrier information having abarrier semaphore ID, a Virtual PID table, and a Pipe table; and uponissuing an exec call by an independent application, calling, byinterceptors, an operating system exec( ), overlaying a new image ontoan existing application process, and using an environment variable topreserve across exec( ) a number of times a process has exec'ed.
 16. Themethod according to claim 15 comprising initializing the new image andexecuting the new image.
 17. The method according to claim 15 comprisingupon issuing an exec call by an independent application, passing controlof the application to the interceptors.
 18. The method according toclaim 15, wherein a shared memory ID of said shared memory andCPENV_EXEC are both written to an environment and used forre-initialization.
 19. The method according to claim 15, comprisingusing said shared memory to preserve key system states across the exec() and the fork( ), wherein said shared memory is configured to beoutside an address space of the independent application.
 20. A method,comprising: initializing an application image, restoring all internalstate from a first shared memory, and executing the application image;storing in a second shared memory at least one of a global applicationstate including checkpoint barrier information having a barriersemaphore ID, a Virtual PID table, and a Pipe table; and upon anapplication issuing an exec call, passing control of the application tointerceptors, calling, by the interceptors, an operating system exec( ),and using an environment variable to preserve, across exec, a number oftimes a process must exec prior to restoring its data; wherein saidinterceptors for fork( ) and exec( ) are configured to operate inuser-space.